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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 162 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jessica Marie Camacho6101477106/02/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Christopher Noonan2787122405/15/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Manuel Arthur Barcelo6151570111/07/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Dayron Garcia6188024110/03/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Demitri Phillippe Hollevoet2850261109/15/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Coleman Andrew Webb6055276108/26/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Adam David Pace5884012206/11/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Adam David Pace5884012206/11/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Jahar Lal Datta5040491203/28/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Hanlu Ye5777691103/07/2014Employment Separation After Allegations$0.00$0.00See FINRA Report

162 Results

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