Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anailsa M Perez-Pham | 6732244 | 1 | 09/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jon Christopher Cockerham | 5134713 | 1 | 03/09/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Amundson | 4360505 | 2 | 08/01/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert G Dewitt | 5843118 | 1 | 05/27/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Karl Pettijohn | 1453775 | 2 | 04/29/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bethany Nicole Strunk | 5114896 | 1 | 04/28/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David S Cracroft | 2058504 | 2 | 07/15/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey David Shrives | 4282493 | 2 | 06/30/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Donald Scott | 1589391 | 2 | 06/26/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kulvinder Sandhu | 6096282 | 1 | 06/24/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |