Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Cardenas | 6898821 | 1 | 01/08/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dylan Ray Bowsky | 7058014 | 1 | 07/29/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alex Iskandar | 7028356 | 1 | 01/24/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard W Fisher | 6185992 | 1 | 11/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Wendling | 4430848 | 1 | 05/31/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Scott McCann | 6494010 | 1 | 05/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer K Maher | 2964604 | 1 | 12/07/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Yocca | 2331790 | 1 | 11/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leigh Ann Jeter Stanford | 2631411 | 1 | 04/06/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Vegoe | 2658621 | 3 | 11/03/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |