Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Peter Bredo Stabell | 432974 | 1 | 03/12/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Stephen Waterman Pettit | 361950 | 4 | 01/02/1973 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |