Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Woo Fong | 1077109 | 3 | 11/14/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Lawrence Agron | 1842 | 1 | 02/13/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Richard Roberti | 1743804 | 4 | 12/15/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Joseph Remchuk | 1141102 | 2 | 11/14/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Robert Fox | 1398035 | 3 | 10/01/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Patrick King | 1662343 | 2 | 09/18/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Robert Fox | 1398035 | 3 | 04/01/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cynthia Sherman | 1759229 | 1 | 08/16/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jay Andrew Jensen | 1030800 | 2 | 08/02/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steffanie June Henry | 1860149 | 1 | 03/11/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |