Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Jon Pettit | 2050139 | 1 | 03/25/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Robert Golson | 2266707 | 2 | 02/10/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Fred Moskowitz | 2335240 | 5 | 02/01/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Lee Adams | 2305885 | 3 | 08/23/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Terrence Eichinger | 76349 | 6 | 08/19/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Leo Mansfield | 1656561 | 3 | 05/24/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Martin W Hajek | 1644608 | 1 | 03/07/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anne Elizabeth Whelan | 1090103 | 2 | 11/07/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Daniel Stutzmann | 2134187 | 1 | 10/10/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Clarkson Deuser | 66429 | 4 | 08/07/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |