Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Gerard Shipkoskie | 725096 | 4 | 09/21/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Jay Simes | 2134935 | 5 | 03/01/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Jonathan Krasner | 1685858 | 5 | 01/27/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marc Phillip Ugo | 2163903 | 2 | 11/27/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Steven Bennett | 1463485 | 2 | 12/05/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Elias Morales | 2850654 | 2 | 12/01/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| McKenley MacK Wilson | 1300088 | 1 | 10/24/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Johneric Bannon | 2416536 | 3 | 09/16/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aman Aneja | 2712457 | 2 | 08/28/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Edison Taylor | 2350568 | 3 | 06/30/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |