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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 101-110 out of 162 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Edward John Musumeci1911526402/23/2001Employment Separation After Allegations$0.00$0.00See FINRA Report
Paul K San2522992202/08/2001Employment Separation After Allegations$0.00$0.00See FINRA Report
Carmelita Yunaranie Singh-Mayer2320728201/31/2001Employment Separation After Allegations$0.00$0.00See FINRA Report
Anthony Gerard Lorusso2505245409/22/2000Employment Separation After Allegations$0.00$0.00See FINRA Report
Charles Frederick Parry1851544508/23/2000Employment Separation After Allegations$0.00$0.00See FINRA Report
Peter Henry Orzel1373206603/30/2000Employment Separation After Allegations$0.00$0.00See FINRA Report
Craig Dennis Pasini2290550303/01/2000Employment Separation After Allegations$0.00$0.00See FINRA Report
Charles Michael Greef1688339112/03/1999Employment Separation After Allegations$0.00$0.00See FINRA Report
William George Belezos2170271211/05/1999Employment Separation After Allegations$0.00$0.00See FINRA Report
Leland David Levy308292310/11/1999Employment Separation After Allegations$0.00$0.00See FINRA Report

162 Results

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