Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Salerno | 1411916 | 1 | 01/17/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Grisaffi | 4361309 | 4 | 01/03/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Wayne Robbins | 2501390 | 1 | 12/11/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Joseph Burke | 2523888 | 4 | 10/11/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Aaron Gerst | 2552185 | 2 | 07/23/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Martin James Quantz | 2205571 | 1 | 07/05/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Jon Stutman | 1100008 | 6 | 06/11/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Norman Paul Harres | 2859166 | 4 | 04/19/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark George Schlig | 2975568 | 9 | 11/09/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Francis Droskie | 2954696 | 4 | 06/05/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |