Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kerry Thomas Cassell | 2069521 | 4 | 09/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Malik Jawad Khaliq | 3020859 | 2 | 09/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Nixon Ashe | 1790015 | 6 | 09/09/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Diana H Wong | 4947346 | 2 | 09/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph McLane | 4007812 | 2 | 09/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harold Douglas McCoy | 2710694 | 5 | 09/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Alan Press | 1034759 | 1 | 09/05/2008 | Customer Dispute | Denied | $71,576.00 | $0.00 | See FINRA Report |
| John Charles Jackle | 2584884 | 4 | 09/03/2008 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| John Michael Ohnemus | 717310 | 3 | 08/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Gerald Bonanni | 2429997 | 1 | 08/14/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |