Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gene Stanley Ferraro | 705760 | 1 | 09/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Wallace Jeannine Fry | 1268493 | 2 | 09/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Gianpaolo Bicego | 5211610 | 1 | 09/24/2008 | Customer Dispute | Denied | $139,000.00 | $0.00 | See FINRA Report |
Benjamin Callahan | 4024949 | 4 | 09/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeremy Scott Schneider | 2685909 | 2 | 09/20/2008 | Customer Dispute | Denied | $47,444.70 | $0.00 | See FINRA Report |
Leif David Olson | 2277495 | 7 | 09/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Eric Netjes | 4207405 | 1 | 09/17/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Stanley Edward Kiec | 1701774 | 1 | 09/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeffrey Burton Fournace | 2688579 | 1 | 09/16/2008 | Customer Dispute | Denied | $38,487.50 | $0.00 | See FINRA Report |
Terry Earle Sandercock | 1301590 | 2 | 09/16/2008 | Customer Dispute | Denied | $26,276.40 | $0.00 | See FINRA Report |