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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 971-980 out of 1,793 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gene Stanley Ferraro705760109/24/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Wallace Jeannine Fry1268493209/24/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Gianpaolo Bicego5211610109/24/2008Customer DisputeDenied$139,000.00$0.00See FINRA Report
Benjamin Callahan4024949409/23/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Jeremy Scott Schneider2685909209/20/2008Customer DisputeDenied$47,444.70$0.00See FINRA Report
Leif David Olson2277495709/19/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Eric Netjes4207405109/17/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Stanley Edward Kiec1701774109/16/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Jeffrey Burton Fournace2688579109/16/2008Customer DisputeDenied$38,487.50$0.00See FINRA Report
Terry Earle Sandercock1301590209/16/2008Customer DisputeDenied$26,276.40$0.00See FINRA Report

1,793 Results

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