Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| J Richard Stewart | 1331041 | 5 | 10/03/2008 | Customer Dispute | Denied | $76,005.10 | $0.00 | See FINRA Report |
| Scott Reilly | 3115010 | 2 | 10/03/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Damon Michael Deluties | 3113362 | 1 | 10/01/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Douglas Donaldson Moyer | 1039410 | 4 | 10/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Andrew Ganun | 1525351 | 4 | 09/30/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Thomas McMillin | 2445151 | 2 | 09/29/2008 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| David James Bolten | 2386295 | 2 | 09/29/2008 | Customer Dispute | Denied | $24,314.60 | $0.00 | See FINRA Report |
| Christopher David Fontana | 2285706 | 9 | 09/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Anthony Bresley | 2371101 | 3 | 09/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Delbridge Jordan | 860347 | 3 | 09/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |