Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dominick Phillip Bonanno | 2594170 | 3 | 10/10/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Colleen Marie Glavin-Beiner | 2054434 | 3 | 10/10/2008 | Customer Dispute | Denied | $9,500.00 | $0.00 | See FINRA Report |
| Bertrand Canega Ong | 2318627 | 1 | 10/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randall Joseph McCright | 1069473 | 2 | 10/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| W H Hawkins | 1208011 | 1 | 10/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce David Brown | 1452161 | 2 | 10/07/2008 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Philip Naas | 344360 | 1 | 10/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Jeffrey Schon | 4534736 | 5 | 10/07/2008 | Customer Dispute | Denied | $29,402.80 | $0.00 | See FINRA Report |
| Gary Michael Schmertmann | 1435590 | 1 | 10/07/2008 | Customer Dispute | Denied | $7,102.08 | $0.00 | See FINRA Report |
| Richard Warren Zito | 4673655 | 1 | 10/07/2008 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |