Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Jay Bernstein | 1113777 | 8 | 10/17/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bradley Campbell | 4562045 | 3 | 10/17/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Christian Foery | 2531983 | 5 | 10/16/2008 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Audrey Elizabeth Heffron | 2484783 | 1 | 10/16/2008 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Justin Paul MacE | 2587193 | 2 | 10/15/2008 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Michael Garnett Wilkerson | 1173382 | 5 | 10/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brendan Michael Birdsey | 2942415 | 3 | 10/14/2008 | Customer Dispute | Denied | $36,174.00 | $0.00 | See FINRA Report |
| Craig Paul Ratick | 1189359 | 5 | 10/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Michael Swiderek | 2905108 | 1 | 10/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Arthur Walsh | 3190128 | 1 | 10/12/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |