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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 931-940 out of 1,793 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jay Brian Boddicker1911525110/27/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Alex Ganapolsky4201195210/27/2008Customer DisputeDenied$121,502.00$0.00See FINRA Report
Michael Robert Jeshiva1358921210/24/2008Customer DisputeDenied$15,000.00$0.00See FINRA Report
John Myles Donovan1872938210/23/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Jeffrey Charles Coble4254051110/23/2008Customer DisputeDenied$33,406.00$0.00See FINRA Report
Tommie Lafayette Murphy1147019510/22/2008Customer DisputeDenied$23,775.00$0.00See FINRA Report
Dario Orosco4715867110/21/2008Customer DisputeDenied$100,000.00$0.00See FINRA Report
Todd E Barton3115844110/21/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Gregory Neal Wallace2993525210/20/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Michael Anthony Derhake2501939310/20/2008Customer DisputeDenied$86,500.00$0.00See FINRA Report

1,793 Results

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