Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Todd Frey | 2469902 | 2 | 11/03/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Shawn Arthur Welch | 2223821 | 1 | 11/03/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Darrel Alan Madison | 3258893 | 1 | 10/31/2008 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| Leroy Born | 4052650 | 6 | 10/30/2008 | Customer Dispute | Denied | $13,256.00 | $0.00 | See FINRA Report |
| Philip Robert Ernst | 717313 | 1 | 10/30/2008 | Customer Dispute | Denied | $119,205.00 | $0.00 | See FINRA Report |
| Mitchell Jay Schoenbaum | 1819990 | 3 | 10/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George L Michalke | 2277813 | 3 | 10/28/2008 | Customer Dispute | Denied | $9,921.72 | $0.00 | See FINRA Report |
| Jeffrey Lee Upchurch | 1630910 | 1 | 10/28/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Craig R McPherson | 4514666 | 2 | 10/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Jesser Rohrbach | 3260515 | 1 | 10/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |