Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christine Louise Lawritson | 2189927 | 2 | 11/12/2008 | Customer Dispute | Denied | $6,362.50 | $0.00 | See FINRA Report |
| Richard Philip Marcus | 1488134 | 3 | 11/11/2008 | Customer Dispute | Denied | $67,000.00 | $0.00 | See FINRA Report |
| Curtis Leon Dees | 1210478 | 3 | 11/10/2008 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Stephen Fredericks Sutherland | 501419 | 1 | 11/09/2008 | Customer Dispute | Denied | $16,999.00 | $0.00 | See FINRA Report |
| Philip Gregory Mathias | 2664882 | 1 | 11/08/2008 | Customer Dispute | Denied | $84,310.00 | $0.00 | See FINRA Report |
| Richard Darrin White | 2367924 | 2 | 11/06/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Matthew Halifax | 4808917 | 3 | 11/06/2008 | Customer Dispute | Denied | $15,512.70 | $0.00 | See FINRA Report |
| Daniel Brian Vetter | 2974330 | 2 | 11/06/2008 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| William Todd Frey | 2469902 | 2 | 11/04/2008 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |
| Anthony Kirk Hasen | 2288253 | 1 | 11/03/2008 | Customer Dispute | Denied | $48,242.50 | $0.00 | See FINRA Report |