Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Tsz Ching Buk | 4154307 | 5 | 11/20/2008 | Customer Dispute | Denied | $20,170.00 | $0.00 | See FINRA Report |
| Bryan Robert Midura | 2504169 | 3 | 11/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Max Nornberg | 2551556 | 1 | 11/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Burke | 2116667 | 1 | 11/18/2008 | Customer Dispute | Denied | $55,035.60 | $0.00 | See FINRA Report |
| Jordan David Samelson | 2984356 | 6 | 11/17/2008 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Jonathan Michael Sanborn | 4794525 | 4 | 11/17/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan King Wolfe | 1434379 | 4 | 11/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kinyon Murphy Vinson | 4644452 | 2 | 11/13/2008 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Michael Samuel Sirianni | 2262907 | 1 | 11/13/2008 | Customer Dispute | Denied | $95,253.40 | $0.00 | See FINRA Report |
| Ryan Francis Horner | 4331562 | 2 | 11/12/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |