Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Anne Williams | 1492374 | 2 | 12/02/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Michael Boyle | 2709315 | 4 | 12/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Andrew Ganun | 1525351 | 4 | 12/01/2008 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Gracelyn Dino Root | 4950106 | 1 | 11/25/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Todd Stephen Griffith | 2630645 | 2 | 11/25/2008 | Customer Dispute | Denied | $15,886.00 | $0.00 | See FINRA Report |
| Jennifer Leigh Garcia | 2266576 | 8 | 11/25/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Andrew Murphy | 4224500 | 1 | 11/25/2008 | Customer Dispute | Denied | $36,600.00 | $0.00 | See FINRA Report |
| Patrick Dean Chin | 1982392 | 9 | 11/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Franklin Christopher Scudder | 1755775 | 3 | 11/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark A Grimsrud | 4819708 | 1 | 11/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |