Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Edwin Zawistowski | 1441279 | 1 | 12/11/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Robert Ellsworth McMann | 1663189 | 6 | 12/11/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David James Bogart | 1684976 | 6 | 12/09/2008 | Customer Dispute | Denied | $20,520.00 | $0.00 | See FINRA Report |
| Kendall David Higginbotham | 2727817 | 3 | 12/08/2008 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Stephen Waterman Pettit | 361950 | 4 | 12/08/2008 | Customer Dispute | Denied | $11,880.00 | $0.00 | See FINRA Report |
| Jerome D King | 4061294 | 3 | 12/08/2008 | Customer Dispute | Denied | $117,141.00 | $0.00 | See FINRA Report |
| Gary Neil Kwawer | 1918092 | 1 | 12/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Garrett Robinson | 2682661 | 7 | 12/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randall William White | 2264806 | 5 | 12/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Mark Gilbert | 2496261 | 1 | 12/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |