Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Alan Rubin | 2715277 | 2 | 12/29/2008 | Customer Dispute | Denied | $19,074.00 | $0.00 | See FINRA Report |
| Thomas W Ku | 2702044 | 3 | 12/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Jones | 261624 | 2 | 12/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Nicholai Michaleski | 4716623 | 1 | 12/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roy N Apple | 1553986 | 4 | 12/16/2008 | Customer Dispute | Denied | $767,439.00 | $0.00 | See FINRA Report |
| Robert Scott Baxter | 2935080 | 1 | 12/16/2008 | Customer Dispute | Denied | $10,780.40 | $0.00 | See FINRA Report |
| Martin Edward Wilhelmy | 4578356 | 1 | 12/12/2008 | Customer Dispute | Denied | $394,153.00 | $0.00 | See FINRA Report |
| Jennifer Leigh Garcia | 2266576 | 8 | 12/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Keith Hobbs | 4007497 | 1 | 12/11/2008 | Customer Dispute | Denied | $61,685.00 | $0.00 | See FINRA Report |
| Michael Martin Zickert | 5068420 | 1 | 12/11/2008 | Customer Dispute | Denied | $111,900.00 | $0.00 | See FINRA Report |