Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Oscar Gailey | 1794143 | 2 | 01/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lyn Jacobson | 4695015 | 2 | 01/23/2009 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Raymond Michael Diorio | 501749 | 3 | 01/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Gary Minter | 4253282 | 3 | 01/22/2009 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| Richard Charles Brusky | 867791 | 1 | 01/21/2009 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Kevin James Nohilly | 2405547 | 3 | 01/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Irving Stone | 4211824 | 2 | 01/21/2009 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Matthew Gordon | 4286268 | 3 | 01/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Daniel Ramirez | 3162697 | 2 | 01/20/2009 | Customer Dispute | Denied | $21,399.80 | $0.00 | See FINRA Report |
| Patrick Paul Shannon | 1685200 | 4 | 01/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |