Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dominick Phillip Bonanno | 2594170 | 3 | 02/05/2009 | Customer Dispute | Denied | $143,984.00 | $0.00 | See FINRA Report |
| Jeffrey John Di Bono | 1874741 | 6 | 02/05/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Anna Anh Tu | 5009935 | 1 | 02/05/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Andrew Joseph Harmer | 724175 | 8 | 02/05/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Edward Butler | 2586362 | 2 | 02/02/2009 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Jose Eduardo Paniagua | 4373799 | 1 | 01/30/2009 | Customer Dispute | Denied | $27,517.80 | $0.00 | See FINRA Report |
| William Doherty Tafel | 715992 | 1 | 01/28/2009 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| William E Ocallaghan | 1820572 | 2 | 01/26/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William M Black | 1130391 | 2 | 01/26/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Joseph Kissling | 1010305 | 3 | 01/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |