Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Bruce Elkins | 1105422 | 4 | 02/18/2009 | Customer Dispute | Denied | $133,200.00 | $0.00 | See FINRA Report |
| Mark Mikolajczak | 827788 | 1 | 02/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Christian Foery | 2531983 | 5 | 02/18/2009 | Customer Dispute | Denied | $195,224.00 | $0.00 | See FINRA Report |
| Peter Frank Valdez | 1722814 | 4 | 02/17/2009 | Customer Dispute | Denied | $21,541.00 | $0.00 | See FINRA Report |
| Tammy Sue Austin | 1211371 | 1 | 02/17/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Ricardo J Popovsky | 2459652 | 4 | 02/13/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ronald Jon Stutman | 1100008 | 6 | 02/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Buehler | 4427285 | 1 | 02/09/2009 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Michael Garnett Wilkerson | 1173382 | 5 | 02/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Denise Marie Kohler | 2976743 | 2 | 02/06/2009 | Customer Dispute | Denied | $90,377.00 | $0.00 | See FINRA Report |