Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Douglas Mithun | 2574326 | 2 | 03/10/2009 | Customer Dispute | Denied | $63,504.00 | $0.00 | See FINRA Report |
| Scott Allan Rovito | 2631433 | 1 | 03/09/2009 | Customer Dispute | Denied | $57,803.50 | $0.00 | See FINRA Report |
| Brenda Rose Aslyn | 2855617 | 5 | 03/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel John McLoughlin | 2235453 | 6 | 03/05/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Eugene Cross | 1236587 | 1 | 03/05/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brenda Rose Aslyn | 2855617 | 5 | 03/04/2009 | Customer Dispute | Denied | $87,833.50 | $0.00 | See FINRA Report |
| Brenda Rose Aslyn | 2855617 | 5 | 03/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Trent | 2384984 | 3 | 03/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alan Beck | 1005266 | 1 | 03/03/2009 | Customer Dispute | Denied | $7,800.00 | $0.00 | See FINRA Report |
| Barry Bernard Spadoni | 839068 | 2 | 03/03/2009 | Customer Dispute | Denied | $197,599.00 | $0.00 | See FINRA Report |