Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Clifford Venezia | 2000760 | 5 | 04/03/2009 | Customer Dispute | Denied | $25,903.00 | $0.00 | See FINRA Report |
| Dawn Denigmann O'Rourke | 2068249 | 1 | 04/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Michael Sanborn | 4794525 | 4 | 04/01/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Virginia K Mazzoni | 2831138 | 2 | 03/31/2009 | Customer Dispute | Denied | $6,387.00 | $0.00 | See FINRA Report |
| David Youngblood Moran | 2951126 | 2 | 03/30/2009 | Customer Dispute | Denied | $900,000.00 | $0.00 | See FINRA Report |
| Terry F Keele | 2697855 | 1 | 03/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Fox Farrell | 1892096 | 1 | 03/26/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard P Bernstein | 2765611 | 3 | 03/26/2009 | Customer Dispute | Denied | $39,182.00 | $0.00 | See FINRA Report |
| Rodney Deacon Riso | 2484855 | 2 | 03/26/2009 | Customer Dispute | Denied | $69,000.00 | $0.00 | See FINRA Report |
| Matthew David Kurz | 3220008 | 2 | 03/25/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |