Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Reginald Charles Boyle | 2238587 | 1 | 04/20/2009 | Customer Dispute | Denied | $152,000.00 | $0.00 | See FINRA Report |
| Mark Whitney Tuller | 1886487 | 3 | 04/20/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Ken Kakuda | 2596243 | 1 | 04/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey James Crampton | 4815765 | 2 | 04/16/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Bryan Jeffrey Schon | 4534736 | 5 | 04/15/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Roger Bruce Riley | 1224575 | 2 | 04/13/2009 | Customer Dispute | Denied | $52,469.30 | $0.00 | See FINRA Report |
| Edward Laurence McLeod | 1262992 | 1 | 04/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis Leon Dees | 1210478 | 3 | 04/08/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Suk Ko | 2487060 | 5 | 04/07/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam James Pace | 2275603 | 1 | 04/06/2009 | Customer Dispute | Denied | $15,719.00 | $0.00 | See FINRA Report |