Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eddie Koji Wada | 4562605 | 1 | 05/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Mark Smith | 2947649 | 2 | 05/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Steven Kuruzovich | 1636930 | 2 | 05/07/2009 | Customer Dispute | Denied | $431,160.00 | $0.00 | See FINRA Report |
| Thomas Andrew Ganun | 1525351 | 4 | 05/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dylan Thomas Spadt | 1628624 | 5 | 05/04/2009 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Marasco | 1002058 | 5 | 04/27/2009 | Customer Dispute | Denied | $8,079.21 | $0.00 | See FINRA Report |
| Michael Joseph Marasco | 1002058 | 5 | 04/27/2009 | Customer Dispute | Denied | $5,499.49 | $0.00 | See FINRA Report |
| Scott Frederick McDevitt | 2422898 | 1 | 04/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Beaumont Fry | 2204859 | 3 | 04/22/2009 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Ivy H Luu | 5040537 | 1 | 04/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |