Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Cole Miracle | 4276141 | 1 | 06/05/2009 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Thomas Paul Charmley | 4207973 | 2 | 05/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Don Persons Wyse | 1417139 | 6 | 05/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christine Lukman | 4082547 | 3 | 05/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Lee Adams | 2305885 | 3 | 05/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wade Scott Worrell | 2226093 | 2 | 05/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Marvin Schoenfeld | 1019762 | 5 | 05/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Elliott Commander | 1376295 | 1 | 05/14/2009 | Customer Dispute | Denied | $180,000.00 | $0.00 | See FINRA Report |
| Daniel John McLoughlin | 2235453 | 6 | 05/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lucy Christel Matthews | 856024 | 1 | 05/11/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |