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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 751-760 out of 1,793 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Aaron Benton2080501206/25/2009Customer DisputeDenied$50,000.00$0.00See FINRA Report
Scott Richard Edgemont4540410206/23/2009Customer DisputeDenied$62,000.00$0.00See FINRA Report
Michael Lee Barlow1186890206/19/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Banayan2934389306/16/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Justin S Cobb2320004106/15/2009Customer DisputeDenied$37,801.00$0.00See FINRA Report
Bryan Clyde Kilfoy3013656106/12/2009Customer DisputeDenied$8,200.00$0.00See FINRA Report
Brent A Jacobs4432835306/12/2009Customer DisputeDenied$5,000.00$0.00See FINRA Report
Mark George Schlig2975568906/12/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Jeffrey James Crampton4815765206/11/2009Customer DisputeDenied$10,524.50$0.00See FINRA Report
Andrew Alan Lee1212975206/08/2009Customer DisputeDenied$42,500.00$0.00See FINRA Report

1,793 Results

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