Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark Aaron Benton | 2080501 | 2 | 06/25/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Scott Richard Edgemont | 4540410 | 2 | 06/23/2009 | Customer Dispute | Denied | $62,000.00 | $0.00 | See FINRA Report |
Michael Lee Barlow | 1186890 | 2 | 06/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Banayan | 2934389 | 3 | 06/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Justin S Cobb | 2320004 | 1 | 06/15/2009 | Customer Dispute | Denied | $37,801.00 | $0.00 | See FINRA Report |
Bryan Clyde Kilfoy | 3013656 | 1 | 06/12/2009 | Customer Dispute | Denied | $8,200.00 | $0.00 | See FINRA Report |
Brent A Jacobs | 4432835 | 3 | 06/12/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Mark George Schlig | 2975568 | 9 | 06/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeffrey James Crampton | 4815765 | 2 | 06/11/2009 | Customer Dispute | Denied | $10,524.50 | $0.00 | See FINRA Report |
Andrew Alan Lee | 1212975 | 2 | 06/08/2009 | Customer Dispute | Denied | $42,500.00 | $0.00 | See FINRA Report |