Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Satoshi Hirai | 1435049 | 2 | 07/27/2009 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Edward Charles Signaigo | 1271853 | 1 | 07/21/2009 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Michael James Hogan | 4756058 | 1 | 07/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lyle | 2427881 | 2 | 07/20/2009 | Customer Dispute | Denied | $45,310.00 | $0.00 | See FINRA Report |
| Christopher David Fontana | 2285706 | 9 | 07/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Hobson | 4390361 | 3 | 07/10/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Eric David Kincade | 2217608 | 3 | 07/08/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Houston Brown | 1018810 | 4 | 07/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Don Portman | 366108 | 1 | 06/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Wayne Cubler | 4228992 | 2 | 06/29/2009 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |