Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Bernard Ericsson | 1506856 | 1 | 08/13/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Denis Alier Valle | 3000183 | 1 | 08/07/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michel Gaetana Maggio | 2313588 | 3 | 08/06/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Tyrone Anthony Johnson | 2302636 | 2 | 08/06/2009 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Carroll Mac Wilson | 2777324 | 3 | 08/03/2009 | Customer Dispute | Denied | $48,413.60 | $0.00 | See FINRA Report |
| William Robert Rubin | 2469668 | 2 | 07/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Franklin Mitchell Howell | 1007674 | 1 | 07/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alejandro Fernandez | 4186549 | 2 | 07/28/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark David Goodstein | 719444 | 1 | 07/27/2009 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Wayne D Baller | 1468134 | 2 | 07/27/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |