Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bonnie Joanne Whitehurst | 1074313 | 1 | 09/25/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Patrick Jon Deboer | 2729441 | 2 | 09/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard C Kang | 2606532 | 2 | 09/17/2009 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Dennis Alan Birdsall | 1304376 | 1 | 09/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Richard Mahowski | 3023907 | 3 | 09/01/2009 | Customer Dispute | Denied | $95,309.50 | $0.00 | See FINRA Report |
| Amy Dawn Cady | 2930796 | 2 | 08/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kerrick Wayne Pearson | 2380878 | 2 | 08/26/2009 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Wesley Andrew Steed | 2816275 | 1 | 08/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hugh Everett Parish | 2512448 | 2 | 08/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Chaffin Lavalle | 2926760 | 1 | 08/13/2009 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |