Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Carl Zapel | 501518 | 1 | 11/23/2009 | Customer Dispute | Denied | $49,600.00 | $0.00 | See FINRA Report |
| Joseph S Bottino | 2421265 | 1 | 11/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eduardo Roberto Gonzalez | 4202224 | 1 | 11/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Lee Adams | 2305885 | 3 | 11/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dante Jonathan Laporte | 2331669 | 2 | 10/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Louis Anthony Garofano | 2208746 | 1 | 10/01/2009 | Customer Dispute | Denied | $325,431.00 | $0.00 | See FINRA Report |
| Thomas William Pickett | 1722936 | 1 | 10/01/2009 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |
| Richard Jon Dobler | 2170409 | 2 | 10/01/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michel Gaetana Maggio | 2313588 | 3 | 10/01/2009 | Customer Dispute | Denied | $7,520.00 | $0.00 | See FINRA Report |
| Robert Edward O'Dea | 4158312 | 1 | 10/01/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |