Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Miguel Cervantes | 2619407 | 4 | 01/07/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Robert Cummings | 3054998 | 1 | 12/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard James Rios | 2270331 | 2 | 12/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Blake Cameron Foster | 2723504 | 1 | 12/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey John Di Bono | 1874741 | 6 | 12/04/2009 | Customer Dispute | Denied | $215,694.00 | $0.00 | See FINRA Report |
| Daniel Warren Staples | 1122955 | 2 | 12/04/2009 | Customer Dispute | Denied | $170,000.00 | $0.00 | See FINRA Report |
| Katherine Redman | 1046310 | 2 | 12/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darrick Gage Hoag | 1821788 | 1 | 11/30/2009 | Customer Dispute | Denied | $193,410.00 | $0.00 | See FINRA Report |
| Alan Craig Nager | 717868 | 4 | 11/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean Carlin Zapel | 3269753 | 1 | 11/23/2009 | Customer Dispute | Denied | $49,600.00 | $0.00 | See FINRA Report |