Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Robert Allen | 4580798 | 2 | 02/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Gil Park | 2229556 | 2 | 02/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard William Ward | 2932512 | 2 | 02/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Andrew Scott | 3142378 | 1 | 02/01/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ryan James Koester | 4065163 | 1 | 01/28/2010 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Jeffrey Ghienjoen Woei | 1453419 | 2 | 01/28/2010 | Customer Dispute | Denied | $170,233.00 | $0.00 | See FINRA Report |
| Michael James Stevens | 2948736 | 3 | 01/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Robert Campora | 3194992 | 2 | 01/20/2010 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Jerome D King | 4061294 | 3 | 01/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome Dymkowski | 2309658 | 4 | 01/12/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |