Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric David Kincade | 2217608 | 3 | 03/22/2010 | Customer Dispute | Denied | $6,594.00 | $0.00 | See FINRA Report |
| Arthur Lee Thompson | 828946 | 7 | 03/11/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory George Busdicker | 1572215 | 1 | 03/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean Thomas O'Reilly | 2781043 | 1 | 03/05/2010 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Evan Richard Wuhl | 867812 | 17 | 03/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron Cecil Martin | 4441869 | 2 | 03/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Crandall McAdam | 1053552 | 2 | 02/24/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Piety Catron | 2123353 | 6 | 02/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Allen Edward Cintas | 4359678 | 1 | 02/14/2010 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| Connie Jean Gambatese | 2454217 | 3 | 02/09/2010 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |