Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Edward Coghlan | 2650392 | 5 | 05/17/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Keith Shepherd | 2234721 | 1 | 05/05/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Melbourne | 1949024 | 2 | 05/05/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Whitney Charles Hill | 4190921 | 3 | 04/26/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ken Scott Chastain | 2136951 | 7 | 04/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Clyde Rudd | 2744088 | 1 | 04/13/2010 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Patrick Paul Shannon | 1685200 | 4 | 04/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Douglas Rhodes | 1172492 | 3 | 04/06/2010 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Amanda Lyvette Robinson | 3198615 | 1 | 03/30/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Papa | 2911437 | 2 | 03/22/2010 | Customer Dispute | Denied | $92,000.00 | $0.00 | See FINRA Report |