Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul D Bender | 1412761 | 1 | 07/07/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Bruce Joseph Ratay | 1410219 | 1 | 07/07/2010 | Customer Dispute | Denied | $67,564.00 | $0.00 | See FINRA Report |
| Daniel John McLoughlin | 2235453 | 6 | 07/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Ross Sabin | 4645687 | 1 | 07/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Willard Leo Foley | 1398850 | 3 | 06/30/2010 | Customer Dispute | Denied | $25,781.00 | $0.00 | See FINRA Report |
| Charles William Vella | 5467203 | 1 | 06/23/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Terrence Eichinger | 76349 | 6 | 06/16/2010 | Customer Dispute | Denied | $89,472.00 | $0.00 | See FINRA Report |
| Brian James Kelly | 2201439 | 2 | 06/15/2010 | Customer Dispute | Denied | $9,633.76 | $0.00 | See FINRA Report |
| George Andrew Fellios | 2776197 | 2 | 06/07/2010 | Customer Dispute | Denied | $82,533.00 | $0.00 | See FINRA Report |
| William Benjamin Gladney | 1003446 | 1 | 05/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |