Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Celestino Cabalu | 2339864 | 2 | 09/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Nixon Ashe | 1790015 | 6 | 09/15/2010 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Gregory Thomas Chevrier | 2658597 | 2 | 09/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin David Levine | 1491195 | 1 | 08/20/2010 | Customer Dispute | Denied | $21,863.60 | $0.00 | See FINRA Report |
| Randall Joseph McCright | 1069473 | 2 | 08/09/2010 | Customer Dispute | Denied | $653,000.00 | $0.00 | See FINRA Report |
| John Harry Michaelian | 1981181 | 1 | 08/09/2010 | Customer Dispute | Denied | $69,564,200.00 | $0.00 | See FINRA Report |
| Keith Steven Garland | 2139560 | 5 | 07/29/2010 | Customer Dispute | Denied | $14,930.00 | $0.00 | See FINRA Report |
| Jeff Richard Koester | 2224236 | 1 | 07/28/2010 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| John Cyril Costello | 1243624 | 1 | 07/27/2010 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Byron J Posadas | 4555617 | 1 | 07/22/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |