Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Rene Sandoval | 3002334 | 1 | 11/04/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Joseph Leo Mansfield | 1656561 | 3 | 11/02/2010 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Jose Carlos Zuniga Becerra | 4807973 | 1 | 10/25/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Steve Chrisman | 2414855 | 1 | 10/22/2010 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Christopher Paul Duffey | 1888982 | 3 | 10/22/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Beaumont Fry | 2204859 | 3 | 10/18/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory John Harrison | 1622139 | 1 | 10/07/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John S Bell | 4085549 | 3 | 10/05/2010 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Raffe Deirmenjian | 2552562 | 4 | 10/04/2010 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |
| Daniel Raynee Green | 2423085 | 3 | 10/01/2010 | Customer Dispute | Denied | $36,500.00 | $0.00 | See FINRA Report |