Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert de Rienzo | 2827700 | 1 | 12/29/2010 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Ben Joyce | 3141708 | 2 | 12/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Mark Copley | 3203167 | 1 | 12/17/2010 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Samira Arikat | 4171002 | 2 | 12/17/2010 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Kenneth Lawrence Logsdon | 1376878 | 9 | 12/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason James Ayars | 5179584 | 1 | 12/01/2010 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| William Terrell | 1243850 | 3 | 12/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Lyle Wetzel | 1490148 | 7 | 11/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christie E Jones-Popour | 2977486 | 1 | 11/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Whitcomb Damon | 1851073 | 1 | 11/11/2010 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |