Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Charles Gerrish | 2165003 | 1 | 04/27/2011 | Customer Dispute | Denied | $84,501.00 | $0.00 | See FINRA Report |
| Greg A Farah | 2274071 | 1 | 04/25/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Samir Moufid Sleiman | 1756729 | 5 | 04/18/2011 | Customer Dispute | Denied | $12,900.00 | $0.00 | See FINRA Report |
| John Eugene Kane | 1809145 | 1 | 04/12/2011 | Customer Dispute | Denied | $19,799.40 | $0.00 | See FINRA Report |
| Florencio Gilberto Sandoval | 4305191 | 1 | 04/11/2011 | Customer Dispute | Denied | $19,903.30 | $0.00 | See FINRA Report |
| Steven Andrew Hill | 4606358 | 12 | 03/21/2011 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lee Layman | 2337815 | 1 | 03/14/2011 | Customer Dispute | Denied | $1,200,000.00 | $0.00 | See FINRA Report |
| John Richard Germany | 4288192 | 1 | 03/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Homer Lloyd Shuler | 1551393 | 1 | 03/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Wallace Madden | 2880779 | 5 | 02/26/2011 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |