Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Houston Brown | 1018810 | 4 | 08/10/2011 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Allen Phelps Lovejoy | 707199 | 3 | 07/01/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lance Howard Cobb | 851432 | 1 | 06/19/2011 | Customer Dispute | Denied | $27,314.10 | $0.00 | See FINRA Report |
| Chad Patrick Jorgensen | 4376480 | 2 | 06/17/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Dean Chin | 1982392 | 9 | 06/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Finder | 2685803 | 2 | 05/31/2011 | Customer Dispute | Denied | $17,267.00 | $0.00 | See FINRA Report |
| Carol M Lewis | 2238451 | 2 | 05/18/2011 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Karen Phuong Lam | 4725234 | 2 | 05/10/2011 | Customer Dispute | Denied | $152,368.00 | $0.00 | See FINRA Report |
| Karen Phuong Lam | 4725234 | 2 | 05/10/2011 | Customer Dispute | Denied | $106,012.00 | $0.00 | See FINRA Report |
| Jeremy Scott Hickey | 4743336 | 1 | 05/09/2011 | Customer Dispute | Denied | $11,787.10 | $0.00 | See FINRA Report |