Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashley Kelly Pharr | 2715288 | 1 | 10/19/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pedram Afzal | 4697101 | 2 | 10/18/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Renee Jean Hruska | 3159681 | 1 | 10/14/2011 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Steven Andrew Hill | 4606358 | 12 | 10/13/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Eugene Blunt | 2778238 | 2 | 09/26/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tammie Lynn Williams | 4055498 | 1 | 09/16/2011 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| David B Lando | 4525442 | 3 | 09/14/2011 | Customer Dispute | Denied | $9,921.76 | $0.00 | See FINRA Report |
| Richard Morgenstern | 722704 | 2 | 09/02/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Gregory Lechner | 1895894 | 2 | 09/01/2011 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Matthew David Newman | 5222268 | 1 | 08/29/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |