Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tina Michele Bryant | 2851805 | 4 | 11/29/2011 | Customer Dispute | Denied | $50,084.10 | $0.00 | See FINRA Report |
| John Richard Lehr | 874988 | 2 | 11/18/2011 | Customer Dispute | Denied | $19,224.00 | $0.00 | See FINRA Report |
| Scott Montgomery Shea | 1478869 | 4 | 11/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shannon Wesley Peterson | 4950455 | 1 | 11/15/2011 | Customer Dispute | Denied | $17,408.60 | $0.00 | See FINRA Report |
| Stephen Anthony Thompson | 2423551 | 4 | 11/10/2011 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Paul Richard Freudenberger | 1254797 | 3 | 11/05/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean David Navage | 5100244 | 2 | 11/03/2011 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jeffrey Tsz Ching Buk | 4154307 | 5 | 10/25/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Anthony Defrank | 1082627 | 1 | 10/21/2011 | Customer Dispute | Denied | $6,930.00 | $0.00 | See FINRA Report |
| Joseph Thomas Bayse | 2844138 | 1 | 10/20/2011 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |