Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Harold Todd Jandreski | 2098184 | 1 | 01/10/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Stanton Alfred Specker | 2401516 | 1 | 01/09/2012 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
Patrick Buschmohle Jr | 2999381 | 3 | 01/03/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Maureen Kearney Clancy | 4362948 | 1 | 12/28/2011 | Customer Dispute | Denied | $956,000.00 | $0.00 | See FINRA Report |
Richard Perpetuel Trouillot | 1359661 | 1 | 12/27/2011 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
Gonzalo Luis Villena | 1435391 | 4 | 12/15/2011 | Customer Dispute | Denied | $7,891.72 | $0.00 | See FINRA Report |
Jeremy Lee Jensen | 2881043 | 1 | 12/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Z Li | 2152272 | 2 | 12/08/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Ellen Yusem Stewart | 5521684 | 1 | 12/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Eugene Nesbit | 1791923 | 3 | 12/02/2011 | Customer Dispute | Denied | $30,085.00 | $0.00 | See FINRA Report |