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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 571-580 out of 1,793 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Harold Todd Jandreski2098184101/10/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Stanton Alfred Specker2401516101/09/2012Customer DisputeDenied$250,000.00$0.00See FINRA Report
Patrick Buschmohle Jr2999381301/03/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Maureen Kearney Clancy4362948112/28/2011Customer DisputeDenied$956,000.00$0.00See FINRA Report
Richard Perpetuel Trouillot1359661112/27/2011Customer DisputeDenied$35,000.00$0.00See FINRA Report
Gonzalo Luis Villena1435391412/15/2011Customer DisputeDenied$7,891.72$0.00See FINRA Report
Jeremy Lee Jensen2881043112/11/2011Customer DisputeDenied$0.00$0.00See FINRA Report
David Z Li2152272212/08/2011Customer DisputeDenied$0.00$0.00See FINRA Report
Ellen Yusem Stewart5521684112/06/2011Customer DisputeDenied$0.00$0.00See FINRA Report
David Eugene Nesbit1791923312/02/2011Customer DisputeDenied$30,085.00$0.00See FINRA Report

1,793 Results

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