Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Robert Zografos | 1491856 | 1 | 02/28/2012 | Customer Dispute | Denied | $9,592.00 | $0.00 | See FINRA Report |
| Robert Norman Blakeman | 2070659 | 1 | 02/22/2012 | Customer Dispute | Denied | $180,000.00 | $0.00 | See FINRA Report |
| John Denis Fitzpatrick | 209158 | 2 | 02/21/2012 | Customer Dispute | Denied | $19,502.20 | $0.00 | See FINRA Report |
| Renato Gutierrez Isaac | 5003860 | 4 | 02/21/2012 | Customer Dispute | Denied | $115,000.00 | $0.00 | See FINRA Report |
| Gary William Kennedy | 1599556 | 1 | 02/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Renato Gutierrez Isaac | 5003860 | 4 | 02/10/2012 | Customer Dispute | Denied | $61,000.00 | $0.00 | See FINRA Report |
| William Howard Humphrey | 2276636 | 3 | 01/26/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Martin Roumfort | 2307974 | 3 | 01/24/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry K Pak | 2991299 | 3 | 01/18/2012 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Mario Christopher Fratto | 2803251 | 1 | 01/10/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |