Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Alan Cockerill | 4392218 | 4 | 04/10/2012 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Shalom Morgan | 4743579 | 3 | 04/10/2012 | Customer Dispute | Denied | $105,400.00 | $0.00 | See FINRA Report |
| Michael Scott Smith | 5344859 | 2 | 04/03/2012 | Customer Dispute | Denied | $12,510.00 | $0.00 | See FINRA Report |
| Paul Andrew Altobelli | 2212401 | 2 | 04/02/2012 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| James Luke Copley | 2518302 | 4 | 03/27/2012 | Customer Dispute | Denied | $13,040.40 | $0.00 | See FINRA Report |
| Judy Zeng Wang | 2938478 | 2 | 03/20/2012 | Customer Dispute | Denied | $82,609.20 | $0.00 | See FINRA Report |
| William Ray Muehlhauser | 1101241 | 2 | 03/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tom Kim | 2195572 | 2 | 03/06/2012 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Kevin David Wright | 3127978 | 1 | 03/03/2012 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Sabour R Andkhoy | 3177566 | 2 | 03/01/2012 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |