Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Luther Chisom | 2180669 | 1 | 06/07/2012 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Steven Franklin Sharp | 3178563 | 2 | 06/06/2012 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Ronald Andrew Murad | 1008395 | 2 | 05/30/2012 | Customer Dispute | Denied | $178,952.00 | $0.00 | See FINRA Report |
| Ashley Elizabeth Dando | 2827010 | 1 | 05/14/2012 | Customer Dispute | Denied | $41,442.00 | $0.00 | See FINRA Report |
| Paul Arthur Porter | 4327476 | 4 | 05/08/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Vayhinger | 4803920 | 2 | 05/01/2012 | Customer Dispute | Denied | $30,577.00 | $0.00 | See FINRA Report |
| Belinda Lewis Batiste | 1597815 | 2 | 04/20/2012 | Customer Dispute | Denied | $14,600.90 | $0.00 | See FINRA Report |
| Mitch Russell Turner | 5002838 | 2 | 04/18/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Nixon Ashe | 1790015 | 6 | 04/17/2012 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Blas Steven Catalani | 43215 | 2 | 04/13/2012 | Customer Dispute | Denied | $11,036.00 | $0.00 | See FINRA Report |